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“…Spirit and Life” (concluded): The Book of Revelation

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The Book of Revelation

We have reached the end of this series based on Jesus’ words in John 6:63: “The utterances [i.e. words] which I have spoken to you are Spirit and are Life”. The notes in this series have focused on the use of the words “spirit” (pneu=ma) and “life” (zwh/), especially in the Johannine writings—the Gospel and Letters of John. The Book of Revelation is usually regarded as a Johannine work as well, derived from the same general church environment, timeframe and setting. Many commentators feel that the Johannine congregations were centered around Ephesus, and that certainly fits the book of Revelation; the letters in chaps. 2-3 are addressed to Christians in Asia Minor, beginning with Ephesus. Of course, tradition attributes the Gospel, Letters, and the book of Revelation to John the apostle, but authorship is indicated only in the book of Revelation. Even so, it is far from certain that the “John” in Rev 1:1, 9 is John the apostle.

Most scholars believe that the author of the book of Revelation is not the same person as either the Gospel writer or the author of the letters. While certain ideas and expressions are similar between the works, the language and style of the book of Revelation is markedly different. As we shall see, even the sense of the words pneu=ma (“spirit”) and zwh/ (“life”) has a different orientation and emphasis than in the Gospel or Letters. Let us begin with the word pneu=ma. Apart from several occurrences of the plural, which refer to “unclean/evil spirits” (16:13-14; 18:2), it is always the Spirit of God which is in view, much as we find in the other Johannine writings. However, it is used in two distinctive ways which differ markedly from the Gospel and Letters: (1) references to “seven Spirits” of God, and (2) the prophetic role and work of the Spirit.

“Spirit” in the Book of Revelation

Four times in the book (1:4; 3:1; 4:5; 5:6), we read of “seven Spirits”, an idea that is unique to the book of Revelation among the New Testament writings. Christians have variously sought to association this number seven with the Holy Spirit, often in terms of seven “gifts” or “attributes”, such as the traits listed in Isa 11:2-3. However, it would seem that these seven “Spirits” should be considered as distinct from the Holy Spirit, and identified instead with heavenly beings (i.e. “angels”). The evidence for this is:

  • Psalm 104:4 refers to God’s Messengers (“angels”) as “Spirits” and also as “flames of fire” (much like the seven Spirits in 4:5)
  • These “Spirits” are located in heaven, surrounding the throne of God, similar to the fiery/heavenly beings in Isa 6:1ff and Ezek 1:4-28, as well as the “living creatures” elsewhere in the book of Revelation. The image seems to be drawn most directly from Zech 4:2, 10, where the the seven lamps are said to function as God’s “eyes” (Rev 5:6, messengers sent out into the world). The idea of seven angels surrounding God’s throne generally follows Jewish tradition (cf. Tobit 12:15; 1 Enoch 20:1-7, etc).
  • These “Spirits” are treated as distinct from Jesus Christ in a way that would be most unusual if it were meant to refer to the Holy Spirit (cf. 1:4)
  • They are clearly connected with the “seven congregations” of chaps. 2-3, each of which has a Messenger (“Angel”) associated with it. In Israelite/Jewish tradition, certain heavenly Messengers were assigned to particular nations, groups or individuals (for protection, etc). This interpretation is more or less made explicit in 2:20.

In the remainder of the book, pneu=ma specifically refers to the activity and role of the Spirit (of God) in prophecy—the revealing of God’s word and will, to be communicated to God’s people (believers) by a chosen representative. This is expressed several different ways:

1. e)n pneu/mati (“in the Spirit”). This expression occurs first in Rev 1:10, which sets the scene for the prophetic visions described in the book:

“I came to be in the Spirit in/on the lordly day [i.e. Lord’s day], and I heard behind me a great voice…”

This is the basis of the visionary experience which comes to the prophet “John”; it reflects the older, traditional aspect of the prophetic figure being “in the Spirit” (Ezek 3:12; Luke 2:27, etc). Even among Christians, who experience the Spirit in a new way—as the permanent, abiding presence of Christ (and God the Father)—certain believers could still be gifted and inspired specially as prophets (cf. below).

The next occurrence of the expression is in 4:2, where the prophetic inspiration now takes the form of a heavenly vision—i.e., the ability to see things in heaven, a ‘spiritual’ dimension above (cf. Ezek 8:3-4; 11:5). There are numerous accounts in Jewish tradition of visionary travels through the heavenly realms (e.g., the Enoch literature, the Ascension of Isaiah, etc). Paul may have experienced something of this sort, according to his statement in 2 Cor 12:1-4. The remaining two occurrences take place later in the book, where the seer states that the heavenly Messenger “led me away in the Spirit” (17:3; 21:10). In each instance, he is transported into a visionary landscape (desert, high mountain), to a symbolic and undefined ‘spiritual’ location, similar to those in many mystical and ascetic religious experiences.

2. The Spirit speaks to/through the visionary. This is the core manifestation and dynamic of the prophetic experience. Through the prophet, the Spirit (of God) speaks to the wider Community. This takes place in the “letters” to the seven congregations in chaps. 2-3, each of which concludes with a common refrain:

“The one holding [i.e. possessing] an ear must hear what the Spirit says to the congregations” (2:7, 11, 17, 29; 3:6, 13, 22)

The first phrase follows wording used by Jesus (Mark 4:9 par, etc), especially in relation to his making known “secrets” to his followers, through the use of parables, etc. In speaking to these congregations, the Spirit essentially represents the risen Jesus, communicating his words to the believers in Asia Minor. As in other portions of the New Testament, prophecy is viewed as the work of the Spirit, in a uniquely Christian sense. There are two aspects to the fundamental meaning of the word profhtei/a (lit. speaking before):

  • The Spirit presents God’s message (His word and will) before the people (that is, to them, in front of them), through the inspired believer (prophet) as a spokesperson
  • He also announces things beforehand (i.e., foretells), indicated here by the eschatological orientation of the book

There is a specific association with prophecy in two additional passages:

  • 19:10—the expression “the Spirit of foretelling [i.e. prophecy]”, where the Spirit expressly conveys the word of the risen Jesus to the people; here the Spirit is identified as “the witness of Jesus”. This is also an important aspect of the Johannine view of the Spirit in the Gospel and Letters.
  • 22:6—the expression “the spirits of the foretellers [i.e. prophets]”; this refers to the (human) spirit of the prophet which is touched and inspired by the Spirit of God. In this way, the gifted believer, when speaking, is governed by the Spirit. Cf. 1 Cor 14:32, and also note 1 Jn 4:1-3.

3. The Spirit speaks directly. Twice in the book of Revelation we find the Spirit speaking directly, responding to a heavenly voice. In 14:13, the response echoes a command to write (v. 12); this solemn refrain is appropriate to the context of believers who are put to death for their faithfulness to Jesus. In 22:17, at the close of the book, it follows the announcement of Jesus’ imminent coming (vv. 7, 12). The Spirit responds along with the “Bride” (believers collectively), as well as “the one who hears” (i.e. hears the visions of the book read out). This reflects the work of the Spirit in and among believers, witnessing together with them (cf. John 15:26-27).

“Spirit” and “Life”

At several points in the book of Revelation, both the words “spirit” and “life” are used in the general sense of ordinary physical/biological (human) life. This life is given by God (11:11, cf. Gen 2:7; and note also 8:9; 16:3), and it plays on the dual meaning of pneu=ma as both “breath” and “spirit”. It is particularly associated with the idea of resurrection (2:8; 20:4-5), as we see also in the Gospel of John (5:19-29; chap. 11). Only here it is the traditional, eschatological understanding of resurrection, rather than the spiritual sense of “realized” eschatology which dominates the Gospel. The giving of “life” is also presented as part of the false/evil work performed by the forces of ‘antichrist’, in imitation of God’s work of creation (13:15).

“Life” in the Book of Revelation

The words zwh/ (“life”) and the related verb za/w (“live”) are used primarily in three different senses in the book of Revelation:

1. Traditional references to God as “living” (7:2) or as “the one who lives (forever)” (4:9-10; 10:6; cf. Dan 4:34; 12:7; Sirach 18:1, etc). Particularly important in this regard is the fact that Jesus identifies himself with this Divine title/attribute in 1:17-18; the declaration takes the form of an “I Am” saying similar to those we see throughout the Gospel of John:

I am [e)gw/ ei)mi] the first and the last, and the living one [o( zw=n]…”

However, this is not necessarily an absolute statement of deity; it relates specifically to the resurrection and the risen Jesus:

“…I came to be dead, and see! I am living [zw=n ei)mi] into the Ages of the Ages, and I hold the keys of death and of Hades” (v. 18b)

2. Repeated references to “living (creature)s” (zw=|a) in heaven (i.e. heavenly beings) surrounding the throne of God (cf. Ezek 1:4-10ff)—4:6-7; 5:6, 8, 11, 14; 6:1, 3, 5-7; 7:11; 14:3; 15:7; 19:4. These are parallel, in certain respects, to the “seven Spirits” which surround the throne (cf. above). This Old Testament motif follows ancient Near Eastern religious imagery and iconography; it was revived in Jewish eschatological and apocalyptic tradition in the first centuries B.C./A.D.

3. There are a series of expressions with the genitive zwh=$ (“…of life”). Here we are closest to the meaning of the word zwh/ in the Gospel and Letters of John—as the divine/eternal Life which believers come to possess through faith in Christ and the presence of the Spirit. In the Gospel, we find similar expressions: “Bread of Life”, “Light of Life”, etc. In the book of Revelation, these are as follows:

a. “Paper-roll of Life” (h( bi/blo$ th=$ zwh=$, or to\ bibli/on th=$ zwh=$)—3:5; 13:8; 17:8; 20:12, 15; 21:27. The words bi/blo$ (bíblos) and bibli/on (biblíon) have essentially the same meaning. They are typically translated as “book”, but this is often somewhat misleading, especially in the current context. More properly, it refers to a paper (papyrus) roll or scroll; and here it is simply a roll on which names are recorded—the names of those persons (believers) who will come to inherit the divine/eternal Life. This is tied to the ancient (Near Eastern) scene of Judgment, envisioned as occurring after death. Jewish tradition came to apply it within an eschatological setting—i.e., of the Judgment which will take place at the end time. The specific image used in the book of Revelation has an Old Testament background (Exod 32:32; Psalm 69:28; Isa 4:3; Dan 12:1), which continued and developed in Jewish tradition (4Q524; Jubilees 30:22; 1 Enoch 108:3, etc), and into early Christianity (Luke 10:20; Phil 3:20; 4:3).

The concept draws upon Greco-Roman practice as well—lists of registered citizens, who receive the rights and benefits of citizenship. For believers in Christ, this is a heavenly citizenship in the “New Jerusalem” (chaps. 21-22). Sinning can cause a person’s name to be “wiped out” (erased) from the roll (3:5); however, the names of (true) believers have been inscribed from before the time of creation (17:8). These believers belong to the Lamb (Jesus Christ, 13:8) and have been destined to inherit Life. Even so, according to the view of the book of Revelation, this is not absolutely unconditional; rather, only the believers who endure faithfully to the end will receive the promised Life.

b. “Tree of Life” (to\ cu/lon th=$ zwh=$)—2:7; 22:2, 14, 19. The expression relates to an ancient Near Eastern religious and mythological image with parallels in many cultures worldwide. Here it derives primarily from Old Testament tradition, with the setting of the “garden of God” (Gen 2:9; 3:22ff; cf. also Ezek 28:13ff; 31:9; Isa 51:3). Conceivably, there could also be an allusion to Greco-Roman tree-shrines, since, at many points in the book of Revelation, true worship of God is contrasted with false/evil pagan (Greco-Roman) practices. There is a close eschatological association with the “Water of Life” motif (cf. below); both are part of the Paradise-Garden landscape utilized in closing visions of chap. 21-22, and were also preserved in Christian thought through Jewish wisdom traditions (Prov 3:18; 11:30; 13:12; 15:4; 2 Esdras 2:12; 8:52). The reward for believers is to eat of the fruit from the Tree, which also provides life-giving healing through its leaves (20:2, taken from Psalm 1:3).

c. “Water of Life” (to\ u%dwr th=$ zwh=$)—21:6; 22:1, 17. There is a similar expression, “living water” (cf. 7:17), which, in the Old Testament originally referred to naturally flowing water (from a stream or spring), but which came to be applied in a symbolic, spiritual sense (Song 4:5; Jer 2:13; 17:13; cf. Isa 49:10, etc). Such expressions are used by Jesus in the Gospel of John (4:10-11, 14; 7:38), which I have discussed in earlier notes in this series; there, water is primarily used as a symbol of the Spirit (cf. also Jn 3:3-8; 19:30, 34).

d. “Crown/Wreath of Life” (o( ste/fano$ th=$ zwh=$)—2:10 (cf. also 3:11; 4:4, 10). A circular wreath (ste/fano$), given as a sign of honor, was especially common in Greco-Roman culture. It was given to victors in athletic events and other competitions, for military service and triumphs, as well as for important public/civic service (see Koester, pp. 277-8 for a summary of examples from Classical literature). The primary association is that of victory (6:2). For believers in Christ, the honor (‘glory’) relates to faithfulness and endurance (against sin, evil, and apostasy [falling away]) during the time of testing and persecution. Paul uses much the same motif in 1 Cor 9:25, and alludes to it also in 1 Thess 2:19; Phil 4:1. The specific expression (“crown/wreath of Life”) is found in the letter of James (1:12), and 1 Peter 5:4 has “crown/wreath of honor [do/ca] without (any) fading” which is very close in meaning.

This study in the book of Revelation concludes the current series and also provides an introduction for the next, which will deal with the subject of eschatology and prophecy in the New Testament. Parallel to the articles in this series, a running set of daily notes will work through the book of Revelation in more detail, focusing specifically on the background of the visionary language and symbolism in the book, as it would have been understood by the author and his original audience. I hope that you will join me for this exciting study.

References marked “Koester” above are to Craig R. Koester, Revelation, Anchor Bible [AB] Vol. 38A (Yale: 2014). This is a most valuable modern critical treatment of the book, with many relevant citations from Classical works.

Note of the Day – July 4 (1 John 5:11-13)

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1 John 5:11-13

Verses 9-12 represents the final section in the body of the letter, with vv. 11-12 as the concluding statement. This section builds upon what was stated in vv. 6-8 (cf. the previous daily notes), particularly the idea that the Spirit gives witness (“the one giving witness”, vb. marture/w) regarding Jesus Christ and the true/correct understanding of him. This witness (marturi/a) by the Spirit is closely related to the humanity of Jesus, both his birth/life as a real human being, and the reality (and importance) of his physical death. As we have discussed, this point of Christology appears to have been emphasized especially by the author, against a “docetic” view of Jesus, such as was apparently held by the “antichrists” who separated from the Johannine congregations.

In verse 9, this witness by the Spirit is identified as God’s own witness—

“(and it is) that this is the witness [marturi/a] that God has given (as a) witness about His Son” (v. 9b)

a witness which is greater than any human witness we might receive (9a). This contrast may be intended to distinguish the mainstream Johannine congregations (who accept the witness of God’s Spirit and hold a correct view of Jesus) from the separatists who give testimony (about Jesus) which is not from God. Verse 10 sets the witness of God (his Spirit) specifically in the context of trust in Jesus—this is the point of separation, the dualistic contrast between those who trust/believe (correctly) and those who do not:

“The (one) trusting in the Son of God holds [e&xei] th(is) witness in himself, (but) the (one) not trusting God has made Him (to be) a false (speak)er, (in) that [i.e. because] he has not trusted in the witness which God has given (as a) witness about His Son.”

The witness which a (true) believer has, or holds, in him/herself is best understood as the Spirit, according to the prior statements in vv. 6-8. As I discussed in the previous note, the three-fold witness reflects two aspects of Jesus’ human life (“water” and “blood”), given sacrificially on our behalf, communicated to us (believers) through the presence of the Spirit. Believers possess (“hold”) this life through the Spirit. This identification is made more clear by the statement which follows in verse 11:

“And this is the witness: that God gave to us (the) Life of the Age, and (that) th(is) Life is in His Son.”

As I have discussed at length in earlier notes, the expression “Life of the Age” (zwh/ ai)w/nio$) originally had an eschatological connotation (i.e. the divine/heavenly life which the righteous would enter/inherit in the Age to Come), but was applied by Christians—especially in the Johannine writings—to the divine/eternal/spiritual Life which believers hold even now (in the present) in Christ. This re-interpretation is indicated even here in this verse, by the way that the expression “Life of the Age” is so easily treated as equivalent to “Life” (in Christ, “in His Son”). The dualistic contrast in verse 10 is repeated in the concluding v. 12:

“The (one) holding the Son holds Life, (but) the (one) not holding the Son does not hold Life.”

The highly expressive (and symbolic) thought expressed in the Johannine writings is indicated in these verses, by the different objects which believers are said to “hold” (vb. e&xw):

  • the witness of God (v. 10) = the witness of the Spirit (vv. 6-8)
  • the Son (of God) (v. 12a)
  • (divine/eternal) Life (v. 12b)

These are all more or less interchangeable in Johannine thought, and are best represented by the Spirit, which is the presence of God (the Father) and Jesus (the Son) in the believer. This life-giving power and presence is realized spiritually, through the Spirit.

Verse 13

In terms of the structure of the letter, it is best to treat vv. 13-21 as the conclusion. That this sections begins with verse 13 is confirmed by the close parallel with John 20:31, the conclusion of the Gospel proper. It is worth comparing the two statements (note the portions in italics):

And these (thing)s I have written (so) that you would trust that Yeshua is the Anointed (One), the Son of God, and that, trusting, you would hold Life in his name.” (Jn 20:31)

These (thing)s I wrote to you, to the (one)s trusting in the name of the Son of God, (so) that you would have seen [i.e. known] that you hold (the) Life of the Age.” (1 Jn 5:13)

The wording and thought is so similar that the two statements were either the work of the same person, or one was written after the pattern of the other (or after a common pattern). It effectively repeats the theme and points made in the previous verses, and makes it clear that they relate to the main purpose of the letter. This purpose is indicated by the perfect subjunctive form of the verb ei&dw (“see, perceive, know”)—ei)dh=te, “you would/might have seen”. Here the perfect tense, or aspect, is best understood as an intensive, reflecting either a particular result, or a current state/condition (i.e., of those the author is addressing)—i.e., “would/might surely come to see/know”. The same verb form is used by Jesus in the Synoptic tradition (Mark 2:10 par):

“(so) that you might (surely) come to see [i.e. know] that the Son of Man holds [e&xei] authority to release [i.e. forgive] sins upon earth…”

Interestingly, there is a formal similarity in the object of knowledge in both passages:

  • “that you hold Life…”
  • “that the Son of man holds authority to release sin…”

As we shall see (in the next daily note), the motifs of sin, forgiveness, and life, all appear in the subsequent verses 14-17. How do the remaining verses of the conclusion relate to this statement in verse 13? I would divide the section as follows:

  • Opening statement—assurance to believers of the Life they have in Christ (v. 13)
  • Instruction: Prayer for the forgiveness of sin (vv. 14-17)
    —On the effectiveness of prayer/request to God (vv. 14-15)
    —The purpose/result of prayer: Life and Death in relation to sin (vv. 16-17)
  • Exhortation: Protection from sin for the true believer (vv. 18-19)
  • Closing statement—assurance to believers of the Life they have in Christ (v. 20)
  • Concluding warning [coded statement?] (v. 21)

Most of the New Testament letters contain a teaching/exhortation section toward the end of the letter; sometimes this is built into the epistolary conclusion, as is the case in 1 John. This will be discussed briefly in the next note.

Note of the Day – July 3 (1 John 5:6-8, concluded)

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1 John 5:6-8 (concluded)

This discussion continues that of the last several daily notes (June 28, July 1 & 2), focusing specifically on the relation of the Spirit to the “water” and “blood” in verses 6-8. It is possible to treat all three verses as a single sentence, and this is probably the best way to render them:

“This is the (one) coming through water and blood—Yeshua (the) Anointed—not in water only, but in water and in blood; and the Spirit is the (one) giving witness (of this), (in) that [i.e. because] the Spirit is the Truth, (so) that the (one)s giving witness are three—the Spirit and the water and the blood—and the three are (together) into one.”

The statement as a whole can be divided into two parts:

  • The one coming—Yeshua the Anointed—in water and blood
  • The one giving witness—the Spirit—(together with) water and blood

In the previous note, I explored the initial statement(s) regarding the Spirit in verse 6b. I also pointed out three aspects which needed to be examined:

  • The relationship of the Spirit to Jesus in the Johannine Gospel and Letters
  • The connection between the Spirit and water, especially as a symbol of birth and life for those who trust in Jesus
  • The connection between the Spirit and the death (i.e. blood) of Jesus

We will touch briefly on each of these in turn.

1. The relationship of the Spirit to Jesus

In the Gospel of John, this can be summarized as follows (for more detail on these passages, see the earlier notes in this series):

(An asterisk marks passages which clearly draw upon early Tradition shared by the Synoptics)

  • 1:32-33*—The Spirit comes down (lit. “steps down”) upon Jesus and remains on/in him (cf. Mark 1:10 par)
  • 1:33b (also v. 26)*—It is said that Jesus will dunk (i.e. baptize) people “in the holy Spirit” (cf. Mark 1:8 par)
  • 3:5-8—Those who trust in Jesus “come to be (born) out of the Spirit” (cf. below)
  • 3:34—It is said that Jesus “gives the Spirit” (i.e. to believers); he does not give it “out of (a) measure”, rather, in a new, complete way, different from how the Spirit was given previously to prophets and chosen ones. Verse 35 indicates that the Spirit is given to Jesus (the Son) by the Father.
  • 4:23-24—The context (verses 7-15ff) suggests that the “living water” Jesus gives is associated with the Spirit
  • 6:63—Jesus states that the Spirit gives life (“makes [a]live”), and, again, that he gives the Spirit to his disciples, etc. The Spirit is identified specifically with the words (“utterances”) Jesus speaks (i.e. his life-giving power as the Living Word).
  • 7:39—The Gospel writer explicitly identifies the Spirit with the “living water” of which Jesus is the source for believers (vv. 37-38). It is stated that the Spirit did not come unto the disciples until after Jesus was given honor (‘glorified’), i.e. by the Father, through his death and resurrection.
  • 14:16-17, 25-26—God the Father will send the Spirit (“Spirit of Truth”) to believers, at Jesus’ request and in his name
  • 15:26-27; 16:7ff—Jesus will send the Spirit (“Holy Spirit”, “Spirit of Truth”) to believers from the Father
  • The Spirit continues Jesus’ work with believers, teaching them, speaking Jesus’ own words and giving witness about him (14:26; 15:26; 16:12-15)
  • 19:30—The description of Jesus’ death likely carries a double-meaning in the context of the Gospel, alluding to his giving the Spirit (“…he gave along the pneu=ma [breath/spirit/Spirit]”)
  • 20:22—After his resurrection, Jesus specifically blows/breathes in(to) the disciples; it is clear that he is giving them the Spirit (“Receive the holy Spirit”)

This Johannine portrait thus entails three primary aspects: (a) Jesus receives the Spirit from the Father (indicated specifically [1] at the Baptism and [2] following the Resurrection); (b) Jesus gives the Spirit to believers (described variously); and (c) the Spirit represents the abiding presence of Jesus in and among believers. This is generally confirmed by the references in 1 John, though the emphasis is on the Spirit as a witness, testifying and declaring the truth about Jesus to (and through) believers (3:24; 4:1-6, 13; and here in 5:6-8).

2. The connection between the Spirit and Water

For a summary of the Gospel passages, cf. the previous note. The primary emphasis is on the symbol of water as a source of life, with life-giving properties and power. This is expressed by two basic motifs:

  • Drinking—i.e. the quenching of thirst and the preservation/restoration of life to the human body and soul. Especially important is the traditional expression “living water” (* below), which, in the ancient semitic idiom, originally referred to the flowing water of a natural spring or stream (note the play on this idea in 4:6-12), but is used by Jesus in a symbolic sense. Here are the relevant references (those which explicitly mention the Spirit are marked in bold):
    • 2:6-9—the drinking of water/wine (note the possible allusions to 6:51-58 and 19:34)
    • 4:7-15ff—water which Jesus gives that results in (eternal) life (vv. 10-11*, reference to the Spirit in vv. 21-24)
    • 6:53-56—drinking Jesus’ “blood” which he gives (eucharistic allusion, reference to the Spirit in v. 63)
    • 7:37-39—the “living water” (v. 38*) which Jesus gives is identified with the Spirit by the Gospel writer (v. 39)
  • Birth—water is naturally associated with the birth process, and this image is utilized by Jesus in the discourse-dialogue with Nicodemus in chapter 3 (vv. 3-8). Here it is applied specifically to the “birth” of believers, a motif which appears elsewhere in the Gospel (1:13) and frequently in the First Letter (3:9; 4:7; 5:1, 4, 18). In these references the expression is “come to be (born) out of God [e)k {tou=} qeou=]”, while in Jn 3:3-8 we find “…out of the Spirit” and “…from above”; for the most part, these expressions are synonymous. The verb genna/w (“come to be [born]”), used in this spiritual/symbolic sense, is always related to believers, with the lone exception, it would seem, of the second occurrence in 1 Jn 5:18, where many commentators feel it refers to Jesus (the Son).
    • If we are to recognize the secondary motif of Baptism, it probably should be understood in terms of this same birth-symbolism, at least in the context of the Gospel and letters of John. Birth imagery is embedded in the early Gospel tradition of Jesus’ baptism (Mark 1:11 par; Jn 1:34 MT), i.e. Jesus as God’s “Son”, and is marked by the presence of the Spirit (1:32-33). Also, insofar as Jesus “baptizes” believers in the Spirit (1:33 par), the author(s) of the Gospel and Letters would likely associate this with the idea of being “born of God” or “born of the Spirit”, though it is not clear the extent to which there is an allusion to Baptism in Jn 3:3-8.
3. The connection between the Spirit and the Death (“Blood”) of Jesus

In the Gospel Tradition, there is little, if any, clear relationship between the Spirit and Jesus’ death. The closest we come is the basic idea, expressed both in Luke-Acts and the Gospel of John, that the Spirit would come to believers only after Jesus’ resurrection and “ascension” to the Father. There is then an implicit (though indirect) association between Jesus’ death and the coming/sending of the Spirit. The Gospel of John, in particular, blends together the two aspects of death and exaltation, joining them into at least three different images: (1) descent/ascent, (2) “lifting up/high”, and (3) “giving/granting honor” (i.e. “glorify”). All three of these Johannine motifs can refer variously (or at the same time) to Jesus’ death, resurrection and ascension/return to the Father.

It is also possible that there is a more direct association between the Spirit and Jesus’ death in the Gospel of John. I note three verses:

  • 7:39—The Gospel writer states: “For the Spirit was not yet [i.e. had not yet come], (in) that [i.e. because] Yeshua was not yet glorified”. The verb doca/zw, “regard with honor, give/grant honor”, “glorify” is usually understood in reference to Jesus resurrection (and ascension to the Father), but, in the Gospel of John, it applies equally to Jesus’ death. In other words, the statement could be taken to mean, essentially, that it is Jesus’ sacrificial death which makes it possible for the Spirit to come.
  • 19:30—The description of Jesus’ death generally follows the Gospel tradition in Mark 15:37b; Matt 27:50b; Luke 23:46. However, in light of the important Johannine theme of Jesus giving the Spirit, it is possible (even likely) that there is a dual meaning to the words pare/dwken to\ pneu=ma:
    —”…he gave along the [i.e. his] spirit/breath”
    —”…he gave along the Spirit”
    I might note in passing, that there is a fascinating similarity of wording between Luke 23:46 and John 20:22; though coming via different Gospels, this is another interesting (possible) connection between Jesus’ death and the giving of the Spirit.
  • 19:34—Many commentators have interpreted the “blood and water” which come out of Jesus’ side (and the importance the Gospel writer gives to this detail) as containing at least an allusion to the Spirit. The close connection between water and the Spirit, and of Jesus as the direct source of this “living water”, increases the likelihood that such an allusion may be intended. If so, then it is likely that there is an association between the Spirit and Jesus’ blood as well.

It will help to consider the other references to “blood” (ai!ma) in the Gospel and Letters of John:

  • John 1:13—Here blood is set parallel with flesh (specifically “the will of the flesh”), in the context of human birth. Both “blood” and “flesh” signify (ordinary) human life and birth, which is contrasted with being “born out of God” (= “born out of the Spirit“). For a similar parallel between “flesh” and “blood”, cf. 1 Jn 4:2-3 and here in 5:6-8.
  • John 6:51-58 (vv. 53-56)—Here, as part of the great Bread of Life discourse, Jesus, in eucharistic language and imagery that is similar to Mark 14:23-24 par, speaks of drinking his “blood”. The (believer) who “eats” his body and “drinks” his blood holds “the Life of the Age” (i.e. eternal life); this body/blood is the “bread” which Jesus gives, sacrificially, for the life of the world. While there may be a sacramental allusion (to the Lord’s Supper/Eucharist) in these verses, the overall emphasis of the Bread of Life discourse is spiritual. This is confirmed by what follows (esp. verse 63).
  • 1 John 1:7—The author declares “…the blood of Yeshua cleanses us from all sin”. This echoes the sacrificial character (and power) of Jesus’ death—and, specifically, the blood he shed (Jn 19:34)—expressed in the Gospel tradition of the institution of the Lord’s Supper (Mark 14:24 par). In the context of the letter, it is uniquely tied to the Johannine theme of sin/righteousness in terms of obedience to the two-fold command of trust in Jesus and love for one’s fellow believer (3:23-24, etc). There is no direct reference to the Spirit here, but there is a definite allusion in verse 8, “the Truth…in us”.
Conclusion

If the “water” and “blood” in 5:6ff represent two aspects of Jesus’ human life—his birth/life and death, respectively—then, in light of the examination above, in what sense does this water and blood “give witness” along with the Spirit?

Water—Based on the principal themes and associations outline above, it is possible to identify:

  • Drinking—Elsewhere in the New Testament, believers are said to “drink” of the Spirit (1 Cor 12:13), just Jesus describes in Jn 4:10-14; 7:37-38. This is experienced symbolically, through the sacraments of baptism and the eucharistic cup (cf. the context of 1 Cor 10-12), but not only in this limited way. Rather, through the Spirit, we experience the very presence of Jesus, including his human life which he sacrificed for us. It is a spiritual presence, which Paul likewise associates with the motif of drinking in 1 Cor 10:4.
  • Birth—As a result of trust in Jesus, believers experience a new birth (Jn 3:3-8ff). We come to be born “out of [i.e. from] God” (“from above” vv. 3, 7); this birth is spiritual, taking place through the power and presence of the Spirit, as indicated by the parallel expression “out of the Spirit” (vv. 5-6, 8). Just as ordinary human birth takes place “out of water” or “in/through water”, so this new birth for believers occurs through the “living water” of the Spirit. Certain Baptismal language and imagery preserves this same “new birth” motif.

Blood—This symbolic aspect of Jesus’ death has three important associations:

  • The coming/giving of the Spirit takes place through, and as a result of, Jesus’ sacrificial death (cf. Jn 7:39; 19:30, 34, and the discussion above)
  • Believers “drink” Jesus’ blood in a symbolic and spiritual sense (his life-giving presence), expressed in the sacrament of the Eucharist.
  • According to the sacrificial aspect of Jesus’ death, his “blood” cleanses believers of sin (1 Jn 1:7). Similarly, the Spirit (as “water”) cleanses us, as indicating by the baptism and washing imagery in John 1:26ff and 13:5-11. There is also a cleansing aspect associated with the Spirit as the Living Word of God and Christ (cf. 15:3).

If I may summarize. The life-giving power and presence of Jesus is communicated to believers through the presence of the Spirit. This divine and eternal (spiritual) Life which Jesus gives includes his human life which he sacrificed on our behalf, transformed through his resurrection and exaltation (glorification). It is specifically the real human life of Jesus (his birth, life, and death) which the author of 1 John is emphasizing, against the apparent “docetic” view of Jesus held by the separatists (“antichrists”). The Spirit bears witness to us of the human life Jesus sacrificed in order to give us Life, and along with this, the very essence (“water” and “blood”) of this life testifies to us. Through the Spirit, we experience this testimony, not only through symbolic rituals of baptism and the Lord’s Supper, but at all times, and in all aspects of our life in Christ.

Note of the Day – July 2 (1 John 5:6-8, continued)

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1 John 5:6-8 (continued)

In the previous note, I argued that the expression “in/through water and blood” in 1 Jn 5:6 refers to two aspects of Jesus’ humanity (that is, his real humanity, against a “docetic” view of Christ): (1) his human birth and life, and (2) his sacrificial death (involving the shedding of blood). Both of these appear together at the time of his death (“blood and water”, Jn 19:34), and may be prefigured (i.e. water and wine [= blood]) in the episode at Cana at the beginning of his earthly ministry (2:1-11). It is Jesus’ very life (water and blood) which is poured out on behalf of humankind. If this interpretation is correct, then we must ask exactly how the Spirit relates to these two aspects, since, in vv. 6b-8, the Spirit is joined to “water” and “blood” to form a triad.

Let us first consider how this is introduced by the author:

“This is the (one) coming through water and blood—Yeshua (the) Anointed—not in water only, but in water and in blood; and the Spirit is the (one) giving witness (of this), (in) that [i.e. because] the Spirit is the Truth.” (v. 6)

There are two phrases involved. The first is:

“the Spirit is the (one) giving witness”
to\ pneu=ma/ e)stin to\ marturou=n

The basic meaning of this is clear enough: the Spirit gives witness (to believers) of Jesus’ coming “in/through water and blood”—i.e. of his real human life and sacrificial death. It may seem a bit strange for us today that there would be Christians who might deny or object to Jesus Christ as a real flesh-and-blood human being. In modern times, the opposite is more often the case—many people accept Jesus’ humanity and death on the cross, but object to the idea that he was divine or the “Son of God” in any real sense. The context of 1 John suggests a Christian setting which espoused a “high” Christology—i.e., Jesus as the pre-existent Son of God—but which was a distance removed from any memory of Jesus’ actual earthly life and ministry. Thus Johannine Christians could easily confess Jesus as the “Son of God” but have genuine doubts or questions about whether, or to what extent, he was actually a human being like us. The author of the letter goes out of his way, at several points, to emphasize this point. We see it already in the opening verses (1:1ff), where he speaks of Jesus as the “word of Life” which “we” (i.e. the apostles or an earlier generation of believers) have heard, seen with eyes, felt with hands, etc—Jesus was a real human being who walked and lived among us. Most scholars regard the Johannine Letters as addressed to a later (second or third) generation of Christians, dated c. 90-100 A.D., and this is likely to be close to the mark.

An important point in the Last Discourse is that the Spirit/Paraclete will teach and instruct believers, giving witness of things both to them and through them (14:26; 15:26-27; 16:13-15); in particular, 15:26f states:

“…that one [i.e. the Spirit/Paraclete] will give witness about me, and you also will give witness…”

Thus the first statement about the Spirit in 1 Jn 5:6 is fully in accord with the view of the Spirit presented in the Gospel, and is confirmed again in 2:26-27, with the idea that the Spirit (“the anointing”) instructs believers in all things. In the view of the author, true believers will hold a correct view of Jesus because they hold the Spirit who gives true witness about Jesus. This leads to the second statement:

“(in) that [i.e. because] the Spirit is the Truth”
o%ti to\ pneu=ma/ e)stin h( a)lh/qeia

In the Gospel, this is expressed by the title “Spirit of Truth” (14:17; 15:26; 16:13) and also in 1 Jn 4:6. The Spirit is also associated closely with Truth in Jn 4:23-24, and also with the indwelling word/presence of God in 1 Jn 1:8; 2:4, etc. That Jesus and God the Father also also identified as Truth (Jn 1:14, 17; 14:6; 18:37, etc) simply confirms the basic Johannine idea that the Spirit is both the Spirit of God the Father and of Jesus (the Son). Interestingly, this statement in 1 Jn 5:6b seems to provide a belated answer to the question by Pilate in Jn 18:38:

  • Question: “What is (the) truth?”
  • Answer: “The Spirit is (the) Truth”

In the immediate context of the letter, however, the emphasis is on the truthfulness of the Spirit’s witness. Since the Spirit is Truth itself, it/he can only speak the truth, as indicated by Jesus in Jn 16:33: “…he will lead the way for you in all truth”.

While it might seem that the Spirit is sufficient to give witness for believers, in verses 7-8 the author of the letter turns to the ancient legal principle that testimony in a court of law must be confirmed by at least two witnesses (i.e. two or three witnesses). This is expressed a number of times in the Old Testament Law (cf. Deut 19:15, etc), and appears in the Johannine discourses of Jesus (5:30-46; 8:16-19). In Jn 5:30ff, Jesus cites four different sources of testimony that give witness about his identity (as the Son sent by the Father). Here the author of the letter cites three:

“(so) that the (one)s giving witness are three—the Spirit and the water and the blood—and the three are (together) into one.” (vv. 7-8)

This thematic formula of three-in-one certainly helps explain the trinitarian addition, found in some Latin (Vulgate) manuscripts, which, inappropriately, made its way into the 16th/17th century “Textus Receptus” editions of the New Testament (see spec. the KJV of vv. 7-8). It is, however, clearly a secondary addition (interpolation), as virtually all today commentators agree. We must avoid reading later theological concepts (from Nicene orthodoxy, etc) into the passage, and focus instead on the thought-world of the author and the (Johannine) congregations whom he is addressing. The main question is: how exactly does the Spirit relate to the “water” and “blood” which, as I have argued, symbolize the human life (and sacrificial death) of Jesus. There are are several avenues to explore:

  • The relationship of the Spirit to Jesus in the Johannine Gospel and Letters
  • The connection between the Spirit and water, especially as a symbol of birth and life for those who trust in Jesus
  • The connection between the Spirit and the death (i.e. blood) of Jesus

This will be done in the next daily note which will conclude our extended discussion on 1 John 5:6-8.

Note of the Day – June 27 (1 John 4:13)

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1 John 4:13

As I discussed in the previous notes, in chapters 4-5 of 1 John, the theme of trust/faith in Jesus takes on greater prominence, though still interconnected with the theme of love among believers which was emphasized in chapters 2-3. These represent the two aspects of the two-fold command defined and presented by the author in 3:23-24. According to the author, only those who confess the proper belief in Jesus, and who demonstrate proper love, can be considered true believers. The act/behavior indicates the underlying reality (cf. 3:10). Consider how this is expressed here in chapter 4:

  • 4:1-6: Trust in Jesus—confession of proper belief in his identity, indicating that we are of/from God
  • 4:7-12: Love for one another—demonstration that we follow his (and God the Father’s) example
  • 4:13-21: Trust and Love together—we abide in God and God abides in us

The two themes are unified in vv. 13-21, as indicated by the opening words:

“In this we know that we remain in Him and He in us, (in) that He has given us His Spirit.” (v. 13)

Properly speaking, here God (the Father) is the one who gives us the Spirit (“his Spirit”), and yet elsewhere in the Johannine writings it is stated that Jesus (the Son) is the one who gives the Spirit (Jn 3:34; 7:37-39; 15:26; 16:7; 20:22). This is part of the essential theological viewpoint in these writings: the Father gives to the Son (Jesus), and the Son, in turn, gives to believers. Here it is said that the Spirit allows us to know—that is, to recognize and be aware—of God’s abiding presence in us. In this sense, the Spirit both testifies and teaches, according to Jesus’ words in 14:26; 15:26; 16:8-15. The knowledge believers receive is an intimate awareness and understanding of both God the Father and his Son Jesus Christ (Jn 17:3). The author essentially repeats here what he stated previously in 3:24 (cf. the earlier note on this verse).

The verb me/nw (“remain, abide”) is an important Johannine keyword, occurring 40 times in the Gospel and 27 in the Letters—more than half of all the occurrences (118) in the New Testament. It has tremendous theological significance (and symbolism), even when apparently being used in an ‘ordinary’ sense in the Gospel narrative (e.g., 1:38-39). It is perhaps the single most important word which summarizes the believers identity in Christ; it is both (a) reciprocal, and (b) establishes us in the chain of relationship Father–Son–Believers:

  • Jesus (the Son) abides in us, and we in him, and as a result:
  • We abide in the Father and, and the Father in us
  • Father and Son both abide (together) in us through the presence of the Spirit
    This unifying presence (of the Spirit) may be illustrated by the simple diagram:

An important aspect of the verb me/nw is idea of remaining—this relationship between Father, Son and Believer, through the Spirit, remains and continues “into the Age”. The traditional eschatological image of divine/eternal Life, which the righteous are though to receive following the Judgment, is “realized” and experienced by believers now, in the present, and will continue on into eternity. This is a fundamental aspect of Johannine thought, expressed many times by Jesus in the Gospel Discourses.

It is interesting to consider how this Christian identity, marked by the twin themes of trust/faith and love, is presented throughout this section. I offer the following (chiastic) outline:

  • Trust: Confession of Jesus’ identity—the Son of God, sent by the Father (vv. 14-15
    —God’s love for us—sending his Son to us (v. 16a, also v. 14)
    ——His love abides/remains in us, completing/perfecting us (vv. 16b-18)
    —God’s love for us—we follow his (and the Son’s) example (v. 19)
  • Love: Demonstration of love for one another [among believers] (vv. 20-21)

The “command” (e)ntolh/) given to us by God is here defined primarily by the second aspect, love—both God’s love for us and our love for one another. This is a uniquely Johannine expression of the great “Love command” in early Christian and Gospel tradition. In this regard, it is worth emphasizing again the distinctive use (and meaning) of the word e)ntolh/ in the Gospel and Letters of John, which is best understood by the literal (fundamental) meaning as something given to us (i.e. laid on us) to complete. Here this “completion” has a dual meaning—not only our completion of the duty/mission to love one another, but of God’s love being completed in us. This is at the heart of the passage, in vv. 16b-18 (cf. above):

  • “In this our love has been made complete [tetelei/wtai]…” (v. 17)
  • “…complete [telei/a] love casts out fear…the (one) fearing has not been made complete [tetelei/wtai] in love.” (v. 18)

Note the precise parallelism:

  • our love has been made complete
  • we have been made complete in love

This is the truest and deepest sense of the word e)ntolh/.

Note of the Day – June 26 (1 John 4:1-6)

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1 John 4:1-6

There is a shift in the letter of 1 John, beginning in chapter 4. Previously, the theme of love for one another was emphasized in chaps. 2-3; now, that of faith in Christ comes more clearly into view. These represent the two aspects of the two-fold “command” defined in 3:23 (for more on this, cf. the previous daily note). This shift is marked by the sudden and striking wording in 4:1:

“Loved (one)s, you must not trust every spirit, but consider the spirits (carefully)—if they are out of [i.e. from] God (or not)—(in) that [i.e. because] many false foretellers [i.e. prophets] have gone out into the world.”

This use of the word pneu=ma (“spirit”) follows upon the closing words of the previous section (3:24): “…out of the Spirit which he gave to us”. Thus there is a clear contrast between the Spirit (of God and Christ) given to believers, and other “spirits” in the world. Are these to be understood as spiritual beings or in a more abstract sense, i.e. representing generally views, ideas, teachings, etc, which are contrary to God and the truth? Most likely, the author has the former in mind. The reference to “false foretellers [i.e. prophets]” suggests that these other “spirits” are entities which inspire the false prophets just as the Spirit of God inspires and teaches believers in Christ. If so, then this marks the only portion of either the Gospel or Letters of John where the word pneu=ma refers to false or evil “spirits”.

The context indicates that these “false prophets” are people who claim to be Christians, speaking in the name of Christ and in the Spirit, but who are not true believers and actually speak against Christ and thus speak from a different “spirit”. This section (4:1-6) must be read in light of the earlier passage in 2:18-25, where the word an)ti/xristo$ is introduced, which literally means “against (the) Anointed”, and which has been preserved as a transliteration in the English “Antichrist”. We are accustomed to think of “Antichrist” as a grandiose end-time ruler, based on passages such as 2 Thess 2:1-12 and Rev 13-17; notably, however, the word an)ti/xristo$ does not appear in such passages, but only in the letters of John, where it has a quite different denotation.

It is clear in 1 Jn 2:18ff that the “antichrists” are to be identified with supposed believers who have “gone out from us”—i.e., from the Community/congregations (of true, faithful believers) with whom the author considers himself to belong. This identification with the Community is clearly stated in verse 19 (note the wordplay involving the preposition e)k, “out of”):

“They went out of [i.e. away from] us, but they were not out of [i.e. belonging to] us; for if they (had) been out of [i.e. belonging to] us, they would have remained with us, but (they left so) that it might be made to shine forth [i.e. be revealed] that they all are not out [i.e. belonging to] us.”

In conventional religious terminology, we would say that these were separatist Christians—i.e., those who separated from the ‘mainstream’ Johannine congregations, and, we may assume, had a somewhat different theological (and Christological) outlook. The false (“lying”) message referenced in 2:21-22 and 4:1ff is described as a)nti/xristo$ (“against the Anointed”, 2:18, 22; 4:3, also 2 Jn 7). As such, it clearly relates to Jesus’ own identity as “the Anointed (One)”, which, in the Gospel tradition, at a very early point, was closely connected with the title “Son of God”. These two titles, taken together, were part of a confessional statement among Johannine believers, as indicated by passages such as Jn 1:34; 11:27; 20:31, and 1 Jn 1:3; 3:23; 5:20, etc. It is noteworthy that they are part of the foundational “command” in 3:23: “…that we should trust in the name of His Son Yeshua (the) Anointed” (cf. the previous note). Consider the way the names/titles are combined:

  • His Son [i.e. Son of God] —Yeshua/Jesus
  • The Anointed One

The titles are clearly parallel, and, in many ways, equivalent. But what, exactly, was meant by them? The history of Christology provides countless examples of how believers can declare Jesus to be the “Anointed One” (Messiah/Christ) or “Son of God”, and yet each mean something slightly different. For the author of 1 John, the “antichrists” and “false prophets”, who separated from the Community, declare a different view of Jesus than he (and his Community) holds. This is stated in both of the passages under consideration:

  • “Who is the false (speaker) if not the (one) denying that Yeshua is the Anointed (One)? This is the (one who is) against the Anointed [a)nti/xristo$], the (one) denying the Father and the Son.” (2:22)
  • “Every spirit which gives account as one [i.e. confesses together] (that) Yeshua (the) Anointed has come in the flesh is out of [i.e. from] God.
    And every spirit which does not give (this) account as one [i.e. confess together] (about) Yeshua is not out of [i.e. from] God—and this is the (spirit) th(at is) against the Anointed [a)nti/xristo$]…” (4:2-3, cf. the similar statement in 2 Jn 7)

The implication would seem to be that the one who speaks falsely about Jesus’ identity is inspired by a false/lying spirit—and that both speaker and spirit are characterized as “against the Anointed” (a)nti/xristo$). Two distinct “false” statements regarding Jesus’ identity are indicated:

  • Jesus is not the Anointed One
  • Jesus, the Anointed One, has not come in the flesh

It is possible that these could represent the purported views of different groups or leaders. The second statement is much more precise, and suggests a kind of “docetic” view of Christ—that he did not come to earth as a true flesh-and-blood human being, or that his humanity needs to be qualified in some way. Yet, as there is a wide range of such views in early Christianity, we cannot be certain just what Christological belief these Johannine opponents or “separatists” held. Greater clarity can perhaps be provided from 5:6-12, which will be discussed in an upcoming note. The famous variant reading in 4:3 could conceivably shed light on the context; I discuss this in a separate note.

Regardless of the specific Christological view characterized as “against the Anointed”, it is clear that the author (and the congregations he represents) identifies himself, along with all true believers, as possessing the Spirit of God (and Christ), rather than the false/lying spirit(s) of the ‘separatists’, as indicated in verse 6:

We are out of [i.e. from] God, (and) the (one) knowing God hears us, (while) the (one) who is not out of [i.e. from] God does not hear us. Out of [i.e. from] this we know the Spirit of Truth and the spirit of error [lit. straying].”

According to tradition, the author of the letter is the Apostle John, one of Jesus’ close disciples, and, we must assume, among those addressed in the Last Discourse (Jn 13:31-16:33; chap. 17) and in the commission of Jn 20:21-23. This would give added weight to the idea of other believers hearing an Apostolic voice who represents Jesus for the congregations under his leadership. However, even if the traditional identification of authorship is not correct, the same authority would apply to the Community as a whole (i.e. “hearing us“)—all true believers who possessed the Spirit of God and Christ. According to the view of the author, one who separates from the Community of (true) believers, and proclaims a different (i.e. “false”) message regarding Jesus Christ, possesses a different “spirit”. Here in verse 6, the second occurrence of the word pneu=ma seems to be used in a more abstract sense—i.e., “the spirit of straying” (to\ pneu=ma th=$ pla/nh$). It could still refer to a spiritual entity, an evil/sinning spirit who leads would-be believers away from the true path. A pla/no$ is one who wanders about, straying from a path; figuratively, it can refer to one who is deceived/deluded or who misleads others. For the expression “Spirit of Truth” as a title for the Holy Spirit, the Spirit of God and Christ, cf. John 14:17; 15:26; 16:13, and 1 Jn 5:6. There is a similar dualistic distinction between the “spirit of truth” and “spirit of falsehood” in the “Two Spirits” section of the Qumran ‘Community Rule’ text (1QS 3:13-4:26).

Note of the Day – June 16 (John 19:30, 34; 20:22)

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John 19:30, 34; 20:22

Today’s note looks at three verses in the closing chapters of the Gospel of John (the Passion and Resurrection narratives) which refer, or may allude, to the Spirit. This note is also preparatory for the study of the relevant passages in this series from the Johannine Letters, which will begin tomorrow.

John 19:30

This verse records the last words of Jesus, at the moment of his death, one of the traditional “Seven Words” from the Cross. It reads:

“Then, when he (had) taken the sharp [i.e. sour] (wine), Yeshua said ‘It has been completed’, and, bending the head, he gave along the spirit [pare/dwken to\ pneu=ma].”

The description of Jesus’ actual death is similar to that in the Synoptic Gospels, and certainly reflects the wider Gospel Tradition. Compare:

  • Mark 15:37: “And Yeshua, releasing [a)fei\$] a great voice [i.e. cry], breathed out [e)ce/pneusen, i.e. expired]”
  • Matt 27:50: “And Yeshua, crying (out) again with a great voice, released the spirit/breath [a)fh=ken to\ pneu=ma].”
  • Luke 23:46: “And, giving voice [i.e. crying out] with a great voice, Yeshua said, ‘Father, into your hands I place along [parati/qemai] my spirit [to\ pneu=ma/ mou]’. And, saying this, he breathed out [e)ce/pneusen, i.e. expired].”

It is clear that all three verses derive from a common (Synoptic) tradition; the versions in Mark and Matthew certainly are simple variants of a shared tradition. Luke’s version, however, has interesting points of similarity with John’s account:

  • Both record actual words of Jesus, marking the conclusion of his earthly life and ministry (compared with the wordless “great cry” in the Synoptic tradition)
  • They use a similar expression:
    Luke (Jesus speaking): “I place along [parati/qemai] my spirit
    John (Gospel writer): “He gave along [pare/dwken] the spirit
  • Most surprising of all is the close similarity between the Gospel writer’s words at the end of Lk 23:46 and that in John 20:22:
    Luke: “And, saying this, he breathed out” (tou=to de\ ei)pw\n e)ce/pneusen)
    John: “And, saying this, he blew/breathed in” (kai\ tou=to ei)pw\n e)nefu/shsen)

This last similarity increases the likelihood that more than a simple description of Jesus’ death is intended in John 19:30. While, on the basic level of the historical narrative, the expression “he gave along the spirit” could merely mean “he died”, much like the archaic English expression “he gave up the ghost”, or, more commonly in modern idiom, “he expired (i.e. breathed out)” ,”he breathed his last”. Yet, the frequent wordplay in the Gospel of John, along with the important emphasis on the Spirit, makes it likely indeed that there is a double meaning here. Almost certainly there is an allusion to Jesus’ giving the Spirit (cf. 3:34; 15:26; 16:7, etc) to believers. Thus, while it is not the primary meaning, we could also translate (in a secondary sense) as:

“…and, bending the head, he gave along the Spirit [pare/dwken to\ pneu=ma].”

John 19:34

The Gospel of John records a famous detail following the death of Jesus. It is tied to the tradition in vv. 31-37, in which the soldiers are directed to break the legs of the crucified victims in order to hasten their death. But when they come to Jesus, we read:

“but coming upon Yeshua, as they saw (that) he had already died, they did not break down his legs, but (instead) one of the soldiers nudged in(to) his side with the spear-point, and straightaway water and blood came out [e)ch=lqenai!ma kai\ u%dwr].” (vv. 33-34)

This information, especially the detail in v. 34, is unique to John’s Gospel, though it may still have derived from the wider Gospel Tradition. The fact that a narrative statement akin to v. 34 is found following Matt 27:49 in a number of manuscripts makes this a definite possibility. Yet only the writer of the Fourth Gospel has included it as a significant element of the Passion narrative.

At the historical level, many attempts have been made to give a physiological explanation for the “water and blood” which came out of Jesus’ side. While such speculation is interesting, it is far removed from the Gospel writer’s interest. In the context of the narrative, the main point would seem to be a confirmation that Jesus had experienced a real (human) death. Yet, for the author, both the detail regarding the breaking of Jesus’ legs (spec. that they were not broken), and the pricking/piercing of his side, were also regarded as the fulfillment of prophecy (vv. 36-37). The citing of the Scriptures (Psalm 34:20 [cf. Exod 12:10, 46; Num 9:12] and Zech 12:10) follows verse 35, in which the author explicitly states the importance of these details:

“And the one having seen (this) clearly has given witness, and his witness is true, and that (one) has seen [i.e. known] that he relates (it) true(ly), (so) that you also might trust.”

While the recognition of the fulfillment of Scripture certainly could lead one to trust in Jesus, there seems to be special importance given to the detail of the “water and blood” coming out—it is this, primarily, which the trustworthy witness has seen and reported. How would this particular detail lead to trust in Jesus? Many commentators feel that there is a deeper theological meaning to the image of water and blood coming out of Jesus’ side.

Certainly, the idea of blood shed (“poured out”) at Jesus’ death was given sacrificial and soteriological significance in the earliest Gospel tradition (Mark 14:24 par; Acts 20:28; Rom 5:9; 1 Cor 10:16, etc). While there is nothing comparable to Jesus’ words of institution (of the Lord’s Supper) in the Gospel of John, there is strong eucharistic language and imagery in the Bread of Life discourse in chapter 6 (esp. verses 51-58); indeed, vv. 53-56 provide the only other reference to Jesus’ blood (and the only other use of the word ai!ma, apart from 1:13) in the Gospel.

As there is nothing unusual about blood coming out from the pierced side, it is likely that the appearance of water, along with the blood, is what makes the event particularly noteworthy. And, if we consider how water—the word (u%dwr) and the image—is used within the discourses of Jesus, we note its close association with the Spirit:

  • John 3:5: “if one does not come to be (born) out of water and (the) Spirit…”
  • John 4:10ff: “living water…the water that I will give [v. 14]…in the Spirit and the Truth [vv. 23-24]”
  • John 7:37ff: “come to me and drink…rivers of living water…(He said this about the Spirit)”

The last two passages refer specifically to water which Jesus gives (i.e. to believers), and, elsewhere, that which Jesus so gives is identified with the Spirit (3:34; 6:63; cf. also 15:26; 16:7). There may be an even closer connection between 7:38 and 19:34, if “his belly” refers to Jesus rather than the believer—i.e. it is out of Jesus’ belly/stomach that rivers of living water flow to the believer. Many commentators would interpret 7:38 this way and hold that the Gospel writer has this in mind in 19:34.

It is possible that an association between water and blood may also be found in the Cana miracle scene in 2:1-11 (i.e. wine as symbolic of blood). If so, then there is a parallel between episodes at the very beginning and end of Jesus’ earthly ministry; interestingly, Jesus’ mother Mary appears in both episodes (2:1-5; 19:25-27).

That water, blood, and the Spirit are closely connected in the thought of the Gospel writer would seem to be confirmed by 1 John 5:6-8ff. While the Letter may (or may not) have been written by the same author as the Gospel, at the very least the two works draw upon the same language, imagery and theology. This passage will be discussed in an upcoming note in this series.

John 20:22

Finally, toward the close of the Gospel, we find the actual moment when Jesus gives the Spirit to his disciples:

“and, (hav)ing said this, he blew/breathed in(to them) and says to them, ‘Receive (the) holy Spirit'”

For Christians accustomed to thinking of the coming/sending of the Spirit in terms of the narrative in Luke-Acts (cf. Lk 24:49; Acts 1:5, 8; 2:1-4ff), it can be difficult to know what to make of the description in John 20:22. Is this a ‘preliminary’ or ‘partial’ giving of the Spirit, prior to the day of Pentecost? Or perhaps it is a special gifting for Jesus’ closest followers (the Twelve), compared with the wider audience of Acts 1-2? I have discussed these critical and interpretive questions in my earlier three-part article “The Sending of the Spirit“. We must avoid the temptation of comparing John with Luke-Acts, and attempting to judge or harmonize on that basis. If we look simply at the Gospel of John, and how the Gospel writer understood things, and what he intended to convey, the following points become clear:

  • There is nothing in the Gospel to suggest that 20:22 is anything other than the fulfillment of what Jesus described and promised in 14:16-17, 25-26; 15:26-27; 16:7-15, and what the author himself refers to in 7:39. Indeed, there is no suggestion of a ‘second’ giving/sending of the Spirit. Not even in the “appendix” of chapter 21 (which might otherwise correspond to Acts 1:3) is there any indication that an event like Acts 2:1-4 is to be expected.
  • Jesus’ statement to Mary Magdalene in 20:17 suggests that, for the Gospel writer, Jesus “ascends” to the Father prior (logically and/or chronologically) to his appearance to the disciples in vv. 19-23, thus fulfilling his statements in the Last Discourse.
  • This giving of the Spirit in 20:22 is described in terms which almost certainly allude to the Creation narrative—God breathing/blowing life into the first human being (Gen 2:7). As such, there would seem to be a definite connection to the “new birth” which believers experience (3:5-8)—”born from above” and “born out of the Spirit”.
  • The giving of the Spirit is connected with two aspects of Jesus’ “commission” for the disciples (and, by extension, to all believers):
    (1) He is sending them out (i.e. into the world) just as the Father sent him—i.e. the are literally “apostles” (ones sent forth), and function as Jesus’ representatives (in his place). This explains the role and importance of the Spirit, who effectively takes Jesus’ place in and among believers.
    (2) He grants to them the power/authority to “hold” and “release” sins. Again, it would seem that this is a result of Jesus’ presence through the Spirit (cf. 16:8-11, etc).
  • There is nothing to suggest that 20:21-23 applies only to the original disciples (apostles), and not to all believers. The language used throughout the Gospel, including the Last Discourse (addressed specifically Jesus’ closest followers), whom seem to confirm this—Jesus is effectively addressing all believers.

Saturday Series: John 14:7, 17

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This is a belated Saturday Series discussion, which I was not able to post on Saturday proper.

John 14:7, 17

We have been looking at a variety of passages from the Gospel of John, using them as the basis for exploring important issues of New Testament criticism and exegesis. Today I wish to turn to the last of the Johannine discourses of Jesus—the great “Last Discourse”, set in the narrative at the time of the Last Supper, prior to Jesus’ arrest (chapter 18). It is comprised of the material in 13:31-16:33—the Discourse proper—and is followed by the famous prayer-discourse of Jesus in chapter 17. I divide the Discourse into three main parts (see my earlier outline), each of which functions as a distinct discourse, containing as a central theme the impending departure of Jesus from his disciples.

The character and orientation differs somewhat from the prior discourses, since here Jesus is addressing only his close followers, at the beginning of his Passion. The departure of Judas from the scene (13:30) is significant for two reasons: (1) it means that only Jesus’ true disciples remain with him, and (2) it marks the onset of his Passion, a time of darkness (“and it was night“, v. 30b). The latter motif is expressed elsewhere in the Gospel tradition (Luke 22:53; 23:44 par), and foreshadowed earlier in John as well (11:9-10; 12:35). Thus Jesus has occasion to speak with his followers in a way that he could not (or chose not to) before.

The discourses of Jesus in John are carefully constructed—almost certainly reflecting both Jesus (as the speaker) and the understanding/artistry of the Gospel writer. While the vocabulary of the Gospel is relatively simple (by comparison with Luke, for example), the thought and logic of the discourses is often complex and allusive. Each word and form used, every nuance, can carry tremendous importance as well as theological (and Christological) significance. Textual variants, however slight, can affect the meaning and thrust of the passage in a number of ways.

The two verses I wish to look at today are found in the first division of the Discourse (14:1-31), which I would outline as follows:

  • 14:1-31Discourse/division 1Jesus’ departure
    • The relationship between Jesus and the Father (vv. 1-14)
      • Initial statement by Jesus on his departure (vv. 1-4)
      • Question by the disciples [Thomas] (v. 5)
      • Jesus’ response: I AM saying (vv. 6-7)
      • Question by the disciples [Philip] (v. 8)
      • Jesus’ response: I AM saying (vv. 9-11)
      • Concluding statement by Jesus on his departure (vv. 12-14)
    • Jesus’ Words for His Disciples (vv. 15-31)
      • Instruction to the Disciples: Love and the Commandments (vv. 15-24)
        —Initial statement: Promise of the Spirit (vv. 15-17)
        —Instruction: Relation of the Disciples to Jesus and the Father (vv. 18-21)
        —Question by the disciples [Judas] (v. 22)
        —Jesus’ response: The disciples and the world in relation to Jesus and the Father (vv. 23-24)
      • Exhortation for the Disciples: Farewell Promise of Peace (vv. 25-27)
        —Initial statement: Promise of the Spirit (vv. 25-26)
        —Exortation: Jesus’ gift of his Peace (v. 27)
      • Concluding statement by Jesus on his departure (vv. 28-31)

The two verses relate to the two thematic sections—the first (v. 7), to the relationship between Jesus and the Father (with the central “I Am” sayings in v. 6 and 10-11), and the second (v. 17), to Jesus’ closing words for his disciples, with the two-fold promise of the Spirit (vv. 15-17) and Peace (vv. 25-27) which will be given to them.

John 14:7

This statement by Jesus follows the great “I Am” saying in v. 6. It is a conditional statement, marked by the particle ei (“if”). However, the exact force and meaning remains uncertain, largely due to variant readings involving the four verbs (indicated by placeholders with braces):

“If you {1} me, (then) you {2} my Father also; and from now (on), you {3} Him and {4} Him”

There is little or no variation in terms of the verbs used; rather it is the specific form which differs. Let us briefly consider each of these in turn:

Verb #1ginœ¡skœ (“know”). The manuscripts show a surprising variety, indicating a lack of certainty among scribes; however, the options can be reduced to two—the difference being one of verb tense: (a) perfect (egnœ¡kate), “you have known”, or (b) pluperfect (egnœ¡keite), “you had known”. Just one or two letters are involved, but it creates a distinct difference in the force of the condition:

  • “if you have known [i.e. come to know] me…”, assuming a positive condition: as indeed you have.
  • “if you had known [i.e. come to know] me…”, assuming a negative condition: as indeed you have not (yet).

The former is the reading of several key manuscripts (Sinaiticus [a], the original copyist of Bezae [D], and the minuscule 579; see also the Bodmer papyrus Ë66). The latter is read by the majority of manuscripts, including Codex Vaticanus [B].

Verb #2ginœ¡skœ/eídœ (“know”). There is even more diversity with the form of this verb, though again it comes down to two options regarding the tense: (a) future (gnœ¡sesthe), “you will know”, or (b) pluperfect (¢¡deite or egnœ¡keite), along with the subjunctive particle án, “you would have known”. Again, the latter is the majority reading, including Codex Vaticanus [B], while the former is essentially the reading of the Bodmer papyrus Ë66, Sinaiticus [a] and Bezae [D]. Thus the text-critical choice comes down to two pairs of verb forms:

  • (1) “If you have known me [i.e. as indeed you do], (then) you will also know my Father…”
  • (2) “If you had known me [i.e. as yet you do not], (then) you would have also known my Father…”

Verbs #3 and 4ginœ¡skœ (“know”) and horᜠ(“look/gaze [at]”). Despite some minor variation, in this case we can be fairly certain of the text—a present indicative form (ginœ¡skete) “you know”, followed by a perfect form (heœrákate) “you have seen”. The form of these two verbs, in my view confirms option (2) for the first pair, specifically the use of the verb eidœ (instead of ginœskœ) in #2. Now both eidœ and ginœskœ can mean “know”, but the former verb literally means see, often taken in the sense of “perceive, recognize” (i.e. “know”). Thus internal considerations confirm the majority reading of v. 7a, and yield a text for the verse which would be translated:

“If you had known me, (then) you would have seen [i.e. known] my Father also; (but) from now (on) you (do) know Him and have seen Him”

Keep in mind that verses 9ff deal specifically with the idea of seeing God the Father (in the person of Jesus), which the earlier vv. 5ff emphasize knowing. Verse 7 combines both motifs—seeing/knowing—as is often the case in the Gospel of John.

If this reading is correct, how is it to be understood? The key, I believe, is the setting of the Last Discourse, in the light I have discussed above. It is only now that Jesus can begin to reveal the truth fully to his disciples. Before this point, even his close disciples have not really known him—that is, his true identity in relation to the Father. Now, with this revelation (in the Last Discourse), and through his coming death and resurrection, they do truly know him. And, since, knowing him means seeing him, they also have seen the Father, as it is only through Jesus that we come to see/know the Father.

John 14:17

In this verse, there is again a pair of verbs, for which there is an important variant. The saying of Jesus here follows upon the basic idea (and language) in verse 7. The first part of the saying, which I present along with v. 16 (as a single sentence), may be translated:

“And I will ask (of) the Father, and he will give to you another (one) called alongside [parákl¢tos], (so) that he might be with you into the Age—the Spirit of Truth, which the world is not able to receive, (in) that [i.e. because] it does not see/observe him and does not know him; but you know him…”

The contrast between believers and “the world” is introduced, a theme which will take on greater prominence in chapters 15 and 16 of the Discourse. While the world is unable to recognize the Spirit of Truth (the one “called alongside” [parákl¢tos], i.e. ‘Paraclete’), Jesus’ true disciples (believers) are able to see and know him, since they (and we) now know and see Jesus. The concluding portion of verse 17 contains the variant. Again it will be helpful to examine each of the two verbs:

Verb #1ménœ (“remain, abide”). Here there is no variation, the manuscripts being in agreement on its form: present tense (ménei, “he remains”). This is perhaps a bit surprising; we might have rather expected the future tense (i.e. “he will remain”), since, from the standpoint (and chronology) of the narrative, the Spirit has not yet been given to believers (see 7:39, 16:17 and, of course, 20:22). This apparent discrepancy may help to explain the variant readings for the second verb.

Verb #2eimi (verb of being). The manuscript evidence is rather evenly divided between present and future forms: estín (“he is”) vs. éstai (“he will be”). The present tense matches that of the previous verb; but this could reflect either the consistency of the author or a harmonization by the copyists. On the other hand, the future tense better fits a future coming of the Spirit (in 20:22), but copyists might have modified the present form for just this reason. In my view, the present of the first verb (“he remains”) + the future of the second verb (“he will be”) is the more difficult reading, and best reflects both the most likely original of the text and the context of the discourse. Here is how this portion would be translated:

“…you know him, (in) that [i.e. because] he remains alongside you and he will be in you.”

Why the present tense if the Spirit has not yet been given to the disciples? This is sometimes described as a proleptic use of the present (i.e. anticipating something in the future). However, in my view, a better explanation is at hand here in the discourse. The expression is “remains alongside [pará]”. This reflects the very title given to the Spirit—as “one called alongside [parákl¢tos]”. Note that here Jesus refers to the Spirit as “another parákl¢tos“, which suggests that Jesus himself was a parákl¢tos (“one called alongside” believers, by the Father). An important idea, introduced in the Last Discourse, is that the Spirit/Paraclete takes the place of Jesus with believers. This sense of continuity is expressed both by the present tense of the verb, and by the verb itself (“remain”). Through the Spirit, Jesus remains with believers.

Why then the shift to the future tense? Why would Jesus not say “he remains alongside you and he is in you”, as some manuscripts indicate? While Jesus remains with believers through the Spirit, the coming of the Spirit also indicates something new, a new condition. This condition—the indwelling of the Spirit—does not begin until after Jesus’ resurrection, during his appearance to the disciples in 20:19-23. This is stated in verse 22: “And, having said this, he blew in(to them) and (then) says to them, ‘Receive (the) holy Spirit…'” While the preposition en (prefixed to the verb, “blow in/on”) could be read “he breathed on (them)”, it is better to translate literally here: “he breathed/blew in(to) (them)”. This may reflect the original creation narrative, in which God breathed life into the first human being (Gen 2:7). The coming of the Spirit would then indicate a new birth (“from above”) for believers, by the Spirit, as expressed in 3:5-8.

I hope this study demonstrates how carefully one must read and study the Greek, especially in the context of passages such as the Last Discourse, where even small differences in the form of a word can significantly affect the interpretation. For next week, I would ask that you continue reading through to the end of the Last Discourse, including the prayer-discourse of chapter 17. I will be looking at a couple of verses in that chapter which also involve text-critical questions, and which have proven challenging for commentators over the years.

“…Spirit and Life” (continued): Spirit in the Pauline Letters and other Writings

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“Spirit” (pneu=ma) in the Pauline Letters

Here I will survey the occurrences of the word pneu=ma in the Pauline letters, beginning with the undisputed letters (including Colossians and 2 Thessalonians), then addressing the letters where Pauline authorship is most often disputed (Ephesians and the Pastorals), as well as the related adjective pneumatiko/$ and adverb pneumatikw/$. The subject is enormous, as Paul refers to the Spirit more than a hundred times in the undisputed letters, and gives to the term a rich development which reflects his unique theological approach. On the other hand, he is very much in keeping with the early Christian view of the Spirit, of which we have seen signs in the discourses of Jesus in the Gospel of John.

To begin with, occasionally Paul uses pneu=ma to refer to an individual human person—i.e. his/her soul, mind or “presence” (e.g., 1 Thess 5:23; 1 Cor 2:11-12; 5:3-5; Rom 1:9, etc). There are also instances where the word is used in an abstract sense, in expressions such as “spirit of gentleness” (1 Cor 4:21), “spirit of trust” (2 Cor 4:3), etc. However, in the vast majority of occurrences, Paul is referring specifically to the Spirit—that is, the Spirit of God (and/or Christ). From a trinitarian point of view, it must be admitted that there is little evidence to indicate that Paul thinks of the Spirit as a distinct person, separate from either God the Father or Jesus. As in the Gospel of John, Paul can refer to the Spirit as being of God or of Jesus, without any obvious distinction, though specific references to the latter are far less common.

Here I summarize the Pauline evidence according to the most prominent expressions and concepts:

Other significant ideas and expressions:

  • The witness of the Spirit in/with our human spirit—Rom 8:16
  • The Gospel as manifestation of the Spirit—1 Thess 1:5-6
  • The teaching of the Spirit—1 Cor 2:13-14
  • The aid and help given to believers by the Spirit—Rom 8:26-27; 9:1
  • The “firstfruits” of the Spirit—Rom 8:23
  • The “fruit of the Spirit”—Gal 5:22ff (cf. also 6:8)
  • The “things of the Spirit” (cf. on the adjective pneumatiko/$ below)—1 Cor 2:14
  • Believers as the temple/shrine/house of the Spirit—1 Cor 6:19
  • The Spirit as a “deposit”, i.e. of the resurrection and the future/divine Life—2 Cor 1:22; 5:5
  • “Written” by the Spirit—2 Cor 3:3
  • Association of the Spirit with the (new) Covenant—2 Cor 3:6ff
  • Idea of “quenching” the Spirit—1 Thess 5:19

Especially worth noting are passages which identify God (and/or Jesus) as Spirit:

  • 2 Cor 3:17-18 (“the Lord is Spirit / Spirit of the Lord”)
  • 1 Cor 15:45: “the last Adam [i.e. Jesus] came to be (transformed) into a life-giving Spirit

It is interesting that Paul rarely, if ever, uses pneu=ma to refer to an unclean/evil “spirit” (i.e. a daimon or “demon”)—implied in 1 Cor 12:10, and cf. also 2 Cor 11:4; 2 Thess 2:2, and the expression “spirit of the world” in 1 Cor 2:12. Only in 1 Timothy 4:1 do we read specifically of “spirits” more or less identified with daimons/demons.

The “Disputed” Pauline Letters (Ephesians, 1-2 Timothy, Titus)

There are 21 occurrences of the word pneu=ma in these letters (14 in Ephesians, and 7 in the Pastorals). For the most part, the usage and semantic range corresponds with what we see in the “undisputed” letters (cf. above). The human “spirit” (mind/soul/person) is intended in Eph 4:23 and 2 Tim 4:22; while a “spirit” of sin/wickedness is referenced in 2:2, perhaps (but not necessarily) the same point of reference as the personal “spirits” in 1 Tim 4:1. Elsewhere, the word is used of the Spirit of God (and/or Jesus), in a manner similar to the Pauline references cited above:

  • Believers are “in the Spirit”—Eph 2:22; 3:5; 4:3, 30; 6:18
  • The Spirit dwells in believers—2 Tim 1:14
  • New life comes through the Spirit (resurrection/rebirth motifs)—Titus 3:5, cf. also Eph 3:16
  • The Spirit as a promise of future Life—Eph 1:13
  • Unity/community through the Spirit (“one Spirit”)—Eph 2:18ff; 4:3-4
    with a special emphasis in Ephesians 1-2 on the unity of Jewish and Gentile (non-Jewish) believers in Christ
  • An association between the Spirit and Baptism (washing/cleansing motif)—Titus 3:5
  • The Spirit reveals truth to believers—Eph 3:5; 1 Tim 4:1
  • Believers are led by the Spirit—Eph 2:18
  • Believers as the Temple/shrine (“house of God”) of the Spirit—Eph 2:22

Certain ideas and expression are unique to these letters:

The more abstract usage of pneu=ma in expressions such as “spirit of wisdom” (Eph 1:17), “spirit of power”, etc (2 Tim 1:7), almost certainly still has the Spirit of God in view.

One ambiguous occurrence of the word is in 1 Tim 3:16, which appears to be part of an early Christian credal formula or hymn. There are two ways of reading the words e)dikaiw/qh e)n pneu/mati:

  • “he was made/declared just in the spirit/Spirit”
  • “he was given justice [i.e. vindicated] by the Spirit”

The second option is to be preferred, and would certainly refer to the work done (on Jesus’ behalf) by the Spirit. However, if one opts for the first reading, it is not entirely clear whether pneu=ma refers to the human “spirit” (parallel to the earlier “flesh”) or God’s Spirit. The poetic character of the verse allows for a dual-meaning, both of the word pneu=ma as well as the preposition e)n (“in”).

Pneumatiko/$

The adjective pneumatiko/$ (“spiritual, of the Spirit”) is a popular term for Paul—of the 26 occurrences in the New Testament, all but 2 (in 1 Pet 2:5) are found in the Pauline letters. Quite often it is used in the plural, as a substantive—i.e. “spiritual (thing)s” or, perhaps, “(thing)s of the Spirit”: Romans 1:11; 15:27; 1 Cor 2:13; 9:11; 12:1; 14:1. The word is especially prominent in the first Letter to the Corinthians, in which Paul gives instruction to congregations which are clearly quite “charismatic” in character—experiencing (and expecting to experience) the regular manifestation of the Spirit in the corporate meetings and life of the congregation, through various means and ‘gifts’ (1 Cor 12:1ff). The word xa/risma (“favor [granted], gift”) appears in vv. 4, 9, 28, 30-31 of chapter 12, though the specific expression “spiritual gift” is found only in Rom 1:11. These are things “of the Spirit”, meaning they come from the Spirit of God (and Christ), but they can also be communicated to others by gifted believers.

Believers themselves can be called “spiritual (one)s” or “(ones/those) of the Spirit”, using the same plural substantive (1 Cor 2:15; 3:1; 14:37; Gal 6:1). In these passages, the adjective “spiritual” is meant to reflect a level of spiritual maturity for believers in Christ. In Eph 6:12, pneumatiko/$ refers to things (and/or beings) of spiritual wickedness (i.e. the opposite of things of the Spirit).

Occasionally the adjective is used with a specific object or in a particular expression, such as:

  • “spiritual food” and “spiritual drink”—Paul’s Christological interpretation of Exod 16:15ff and Deut 8:3 in 1 Corinthians 10:3-4; the baptismal and eucharistic associations are quite clear from the context.
  • “spiritual body” (1 Cor 15:44 and 46)—referring to the believer after the resurrection; in verse 45, the resurrected Jesus is said to have become a “life-giving Spirit”.
  • “spiritual wisdom and understanding” (Col 1:9)—Paul’s prayer is that believers will be so filled by God (through His Spirit).
  • “spiritual chants/songs” (Col 3:16, also Eph 5:19)—to be sung or recited by believers to God (through the Spirit)
  • “spiritual blessings” (Eph 1:3)—that is, “(word)s of good account” given/spoken over believers by God (through/by the Spirit)

In Romans 7:14, Paul states that “the Law is spiritual” (or “…is of the Spirit”), using the same adjective. As I have discussed elsewhere, I believe that here (and in other passages) Paul understands the Law [o( no/mo$] in a broader sense, using the specific expression “the Law of God”. It is not strictly equivalent to the written Law of the Old Testament (i.e. Torah), though certainly the latter is included under the former. Since God is Spirit, his Word (or “Law”) is also Spiritual.

The related adverb pneumatikw/$ (“spiritually, [done] by/in the Spirit”) occurs twice in the New Testament, including by Paul in 1 Cor 2:14—where he states that spiritual things can only be understood (and judged) spiritually, i.e. by the Spirit.

“Spirit” in the Remainder of the New Testament

Here I will briefly summarize the occurrences of the word pneu=ma in the rest of the New Testament (not including the Johannine Letters and the book of Revelation). There are 25 such occurrences:

Hebrews (12)
  • 1:7, 14—Heavenly Messengers (“Angels”) as ministering spirits (v. 7 cites Psalm 104:4), i.e. ministering specifically to Jesus and the spread of the Gospel (to believers); cf. also 12:9, where God is referred to as the “Father of the spirits”
  • 2:4—God manifests himself to believers through the various work of the Holy Spirit
  • 3:7—The special inspiration of Scripture (by the Holy Spirit) is indicated (citing Psalm 95:7-11); cf. also in 9:8; 10:15, where the idea of the Spirit witnessing to believers is emphasized
  • 4:12—The sharpness of the living Word of God is indicated by its ability even to divide between soul and spirit (i.e. inside a person). On the actual identification of the Word of God with the Spirit, cf. Eph 6:17
  • 6:4—Believers are said to have become (together) ones who hold the Holy Spirit
  • 9:14—Jesus is said to have offered himself (as a sacrifice) to God “through the (eternal) Spirit”
  • 10:29—The one who dishonors Christ’s sacrifice (through sin and disbelief) is said to have “cast insult upon the Spirit of (God’s) favor”
  • 12:23—Here the idea is that the righteous (i.e. believers), their “spirits”, come to be among the other spirits (i.e. Angels) in Heaven, as the “firstborn” (i.e. through Jesus)

It should be noted that the usage in Hebrews, especially in the way in which the title “Holy Spirit” is referenced, evinces a level of theological development, beyond what we find in Paul’s letters (cf. above), in the direction of a trinitarian distinction—i.e. the Holy Spirit as a distinct person.

James (2)

In James 2:26, the human/animal “spirit”—i.e., the life-animating power or “breath” is meant. By contrast, in 4:5, it would seem that the “Scripture” cited (identification remains uncertain) has been interpreted in reference to the Spirit dwelling in the believer. However, as there is no other specific reference to the Spirit of God (or Holy Spirit) in the letter, it is difficult to be certain of the author’s view of the matter.

1 Peter (8)
  • 1:2—As a central tenet, believers are “made holy” (i.e. sanctified) through the power and presence of the Spirit (“sanctification of the Spirit”)
  • 1:11-12—Three distinct points may discerned here:
    • The Spirit (of God) revealed future events to the Prophets whose oracles and visions are recorded in Scripture
    • This source of inspiration is actually called “the Spirit of Christ” (v. 11)
    • The “Holy Spirit” similarly inspired the apostles and other early Christian witnesses who declared the Gospel (v. 12b)
  • 3:18—Jesus is said to have been “made alive in/by (the) Spirit”. Compare with 1 Tim 3:16, where there is a similar ambiguity between the (human) “spirit” of Jesus (compared with “flesh”) and the Spirit of God. Perhaps something akin to Paul’s statement in 1 Cor 15:45 is intended here.
  • 3:19—apparently a reference to the tradition of “fallen Angels” (Gen 6:1-4), i.e. Angels as “spirits”, though it is at least conceivable that the spirits of the dead are also meant. For a more symbolic application, cf. 4:6
  • 4:6—A parallel statement to 3:18-19, though applied to believers, who are made alive by/through the Spirit
  • 4:14—The Spirit of God is said to rest upon believers

The author (indicated as Peter) also uses the adjective pneumatiko/$, twice in 2:5, referring to believers as a “spiritual house” (i.e. Temple or house of God), and as holy priests who offer “spiritual offerings” to God.

2 Peter (1)
Jude (2)
  • V. 19—The author refers to pseudo-believers, referring them as “souls” (yuxikoi/) who do not hold the Spirit; on a similar distinction between “soul” and “spirit” (or “Spirit”), cf. above
  • V. 20—The reference is to believers “praying in the Holy Spirit” (cf. Eph 6:18)

 

 

“…Spirit and Life” (continued): Acts and the Pauline Letters

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Having examined all of the relevant passages in the Gospel of John, before proceeding to the Johannine Letters, it will be useful to look at some of the key references to the Spirit and Life in the remaining New Testament writings.

I have already discussed the passages in the Synoptic Gospels and the book of Acts, dealing with the Holy Spirit, in an earlier series of notes (last year) on “The Holy Spirit in the Gospel Tradition” (notes for June 25 cover the Acts references).

Life (zwh/) in Luke-Acts

There are five occurrences of the noun zwh/ in the Gospel of Luke, along with nine of the related verb za/w (“live”). Most of these are derived from the wider Synoptic tradition, such as the use of the expression zwh/ ai)w/nio$ (“Life of the Age”) in 10:25 (+ the verb za/w in v. 28); 18:18, 30. In these episodes, a devout/religious person asks Jesus “What should I do to receive the lot of [i.e. inherit] (the) Life of the Age?”—that is, to inherit the divine/heavenly (eternal) life given to the righteous in the Age to Come (after the Judgment). In the first episode, Jesus elicits from the man the answer of the two-fold “Great Commandment” (Deut 6:5 + Lev 19:18), which came to be understood in early Christian terms as the so-called Love-command (Rom 13:8-10; Gal 5:14; James 2:8; cf. also John 13:34-35; 15:9-13; 1 Cor 12:31b-14:1a, etc). In the second episode, Jesus emphasizes the need to follow him, and, in the process, give up the worldly things valued in this life. The only other occurrence of zwh/ in something like the sense of “eternal life” is the saying in 12:15, and in a similar context—i.e., the “life” of a person does not come out of an abundance of (material) possessions.

The verb za/w also refers to “eternal life” in Lk 10:28; we may also note the traditional citation of Deut 8:3 in the Temptation scene: “it is not upon bread alone that man will live” (Lk 4:4)—i.e., one “lives” through the life-giving Word of God. The discourses of Jesus in John develop this idea, as we have seen, especially in the Bread of Life discourse of chapter 6 (and the key-verse of this series, 6:63). A similar idea is expressed in the Lukan version of the saying in 20:38: “But he is not God of the dead, but of the living, for all live in/by him”. The giving of new (spiritual) life to persons lost or “dead” in sin, so familiar in the Johannine discourses, also appears at the conclusion of the Prodigal Son parable: “…this brother of yours was dead and came alive (again), and had ruined [i.e. lost] (himself) and was found!” (15:32).

Of course, the verb is also used of the actual resurrection of Jesus, as in 24:5, 23; Acts 1:3; 25:19 (on the symbolic/spiritual idea of resurrection, cf. John 5:21-24ff; 11:21-27), and similarly of physical raising of persons from the dead in the book of Acts (9:41 etc).

An interesting use of the verb is in Acts 7:38, where Stephen, in his sermon-speech, refers to the words given by God to Moses as “living sayings/declarations” (lo/gia zw=nta), the idea being that words spoken by the living God are themselves living. The concept of God as the source of life is expressed twice by Paul in sermon-speeches, delivered in a non-Jewish (Greco-Roman) setting—of the one true living God (14:15), and cf. especially the famous philosophical formula cited in 17:28: “for in Him we live and move and have being [e)sme/n]”.

“Life” in the Pauline Letters and Theology

Paul uses the verb za/w (“live, have life”) frequently in his letters (more than 50 times in the undisputed letters). Sometimes it is meant in the ordinary sense of human life (and/or daily living), but quite often it denotes divine/eternal or spiritual Life.

Paul also makes use of the verb zwopoie/w (“make [a]live”)—7 of the 11 occurrences in the New Testament are found in his letters (cf. also John 5:21 [twice]; 6:63; 1 Pet 3:18):

  • Rom 4:17; 8:11—where the reference is specifically to the life-giving (and resurrection) power of God
  • 1 Cor 15:22, 36, 45—the life-giving power of Jesus, specifically through his resurrection (on the last reference, cf. below)
  • 2 Cor 3:6—the life-giving power of the Spirit (Spirit/Law [“Letter”] contrast), cf. also Gal 3:21

The noun zwh/ (“life”) is somewhat less common, occurring 28 times in the undisputed letters (with 9 more in Ephesians and the Pastorals). The specific expression “Life of the Age” (zwh/ ai)w/nio$) occurs five times—Rom 2:7; 5:21; 6:22-23; Gal 6:8 (cf. also 1 Tim 1:16; 6:12; Tit 1:2; 3:7)—usually in a strongly ethical context (but note the emphasis on the “favor” [xa/ri$] of God in Rom 5:21; 6:23).

The remaining Pauline passage which are particularly relevant may summarized as follows:

“Life” in the other New Testament Writings

Before continuing on to look at the references to the Spirit in the Pauline letters, it is worth surveying briefly other occurrences of the noun zwh/ and verb za/w in the rest of the New Testament (excluding the Johannine letters and book of Revelation):

Hebrews
  • The basic idea of eternal life (in the sense of always living) is applied variously to the figure of Melchizedek (as a type/figure of Jesus) in 7:3, 8, 16, 25
  • The figure of God as living (cf. above), along with his Word as living—3:12; 4:12; 9:14; 10:31; 12:22
  • Of the sacrificial (priestly) work of Jesus, which leads to Life—10:20 (“living way”)
  • One lives through trust in Jesus—10:38 (citing Hab 2:4, cf. above)
James
  • The expression “crown of life” as a motif for eternal Life (1:12)
1 Peter
  • Life through (the death and resurrection of) Jesus—1:3 (“living hope”); 2:24
  • Participation/union of believers with Jesus, i.e. we are “living” as he is “living”—2:4-5
  • The living (and life-giving) Word of God—1:23
  • Life comes to believers through the favor [xa/ri$] of God—3:7 (“favor of life”)
  • Believers live “in the Spirit”—3:18 (vb. zwopoie/w); 4:6
2 Peter & Jude